Brian Alan Hartman

Current Employers

Employment History

• 05/2016 → 01/2025
  Lincoln Financial Securities Corporation
  Louisville, KY
• 01/2025 → Present
  Osaic Wealth, Inc.
  Louisville, KY

Previous Registrations

• 2016-05-18 → 2025-01-24
  Osaic Fs, Inc.
  Lexington, KY
  Lexington, KY
  Louisville, KY

Other Businesses

1) RUBY FINANCIAL PLANNING LLC 10629 HENNING WAY SUITE 1 LOUISVILLE, KY 40241 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: OFFERS DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE. START DATE: 04/2023 HOURS PER MONTH: 200 HOURS PER MONTH DURING TRADING HOURS: 200 2) RUBY FINANCIAL PLANNING 10629 HENNING WAY STE 1 LOUISVILLE KY CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: OWNER DUTIES: SALE AND SERVICE OF DISABILITY INSURANCE, LONG-TERM CARE INSURANCE, LIFE SETTLEMENTS,TRADITIONAL LIFE INSURANCE START DATE: 01/2024 HOURS PER MONTH: 8 HOURS PER MONTH DURING TRADING HOURS: 8 3) POA for my wife 6529 Claymont Village Drive Crestwood, KY, 40014 CATEGORY: Other INVESTMENT-RELATED: No TITLE: POA DUTIES: Whatever is needed START DATE: 07/25/2024 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-23
• S63 Uniform Securities Agent State Law Examination
  1999-10-04

Designations

Other Names

• Brian A Hartman
• Brian Hartman