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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| WA | RA | APPROVED | 2025-08-18 |
Branch Locations
Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Seattle | WA | 02/2012 | 01/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2025 |
| Wedbush Securities | Los Angeles | CA | 04/2025 | Present |
AllGear Digital (parent company for IRUNFAR.COM); Not Investment Related; Denver, CO; Fitness/Recreational; Contributing Poet; Start: 1/2026; Approx: 1 hour monthly, none during business hours; Duties: Writing poetry to be published online.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-02 |
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