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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2011-09-08
TX RA APPROVED 2011-09-08
  • TN RA
    APPROVED
    Since 2011-09-08
  • TX RA
    APPROVED
    Since 2011-09-08

Branch Locations

3102 West End Avenue Suite 200, Nashville, TN 37203 • United States

804 N Thompson Lane Suite 2-A, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Nashville TN 09/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2011 → Present
    Morgan Stanley Smith Barney
    Nashville, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2006-10-10 → 2011-10-05
    Mount Juliet, TN
    Antioch, TN
    Nashville, TN
    Nashville, TN
    Brentwood, TN
    Brentwood, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Mount Juliet, TN
Other Businesses

*423647 -Power of Attorney; Investment related - Yes; Midland, Texas; Power of Attorney; 03/2021; During business hours: 0; After business hours: 3;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-09
S63 Uniform Securities Agent State Law Examination 1996-09-17
  • S65 Uniform Investment Adviser Law Examination
    2006-10-09
  • S63 Uniform Securities Agent State Law Examination
    1996-09-17

View on SEC IAPD

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