Richard William Holt

Employer firm

Ima Advisory Services, Inc. CRD 112091

$3.90B regulatory AUM 192 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2019
  Truenorth, Inc./Ima Wealth, Inc.
  Wichita, KS
• 06/2019 → Present
  Ima Advisory Services, Inc.
  Wichita, KS

Previous Registrations

• 2011-09-26 → 2016-06-01
  Vsr Financial Services, Inc.
  Overland Park, KS
• 2010-12-23 → 2011-09-27
  Strategic Advisers Llc
  Overland Park, KS

Other Businesses

Audaciter Capital Management Diversified Income Fund ("ACM Fund"), investment-related, 3933 W 102nd Ave., Westminster, CO 80031, diversified portfolio management, Director on Advisory Board, April 2021, approximately 2 hour per month during trading hours, duties include basic board responsibilities, recommend replacement fund managers, and visibility to underlying deal flow and sponsors. Exploration Place, non-investment related, 300 N. McLean Blvd., Wichita, KS 67203, science museum, Investment committee member, July 2021, approximately 4 hours per month during non-trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-22
• S63 Uniform Securities Agent State Law Examination
  1996-08-22

Designations

• Chartered Financial Analyst

Other Names

• Richard Holt