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Sarah Beth Wells

Cetera Investment Advisers LLC

St Louis Park, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
MN RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

5000 West 36Th Street, St Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 09/1999 Present
Citizens Independent Bank St. Louis Park MN 04/1998 Present
Cetera Investment Advisers Llc St Louis Park MN 01/2014 Present
  • 09/1999 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 04/1998 → Present
    Citizens Independent Bank
    St. Louis Park, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    St Louis Park, MN
Other Businesses

1)CITIZENS INDEPENDENT BANK, PERSONAL BANKER, BACK-UP RECEPTIONIST. 11/06/2015 2.)WHOLESALE MEMBER OF ISAGENIX; HEALTH/SUPPLEMENTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-18
  • S63 Uniform Securities Agent State Law Examination
    2000-01-18
Other Names
  • Sarah Beth Wells
  • Sarah Beth Sutphen

View on SEC IAPD

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GEN FINANCIAL MANAGEMENT INC.

Other Investors

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Krew Michael Barber
Taylor Philip Moran
JOHN GREGORY KEYES
DANIEL THOMAS KJORSVIK
JOHN PETER O'KEEFE
JOHN HARRIS DRITZ
JAMES HAROLD WALSH

Other Offices

GUARDIAN WEALTH ADVISORS, LLC · ST LOUIS PARK, MN
FOCUS FINANCIAL · MINNEAPOLIS, MN
SAVVY · Minneapolis, MN
FOCUS FINANCIAL · ST LOUIS PARK, MN
FOCUS FINANCIAL · MINNATONKA, MN
OSAIC WEALTH, INC. · MINNEAPOLIS, MN
FOCUS FINANCIAL · MINNEAPOLIS, MN
FOCUS FINANCIAL · MINNEAPOLIS, MN

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