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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unitedone Cu | Manitowoc | WI | 07/2005 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 07/2005 | Present |
| Lpl Financial Llc | Manitowoc | WI | 05/2022 | Present |
1) 05-18-2022- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Program Manager- START DATE: 7/1/2005-40 Hours Per Month/40 Hours During Trading- 2) 05-18-2022-No Business Name- Investment Related- Non-Variable Insurance-Agent/Broker-START DATE: 2002-5 Hours Per Month/5 Hours During Trading- 3) 05-18-2022-IMMANUEL LUTHERAN CHURCH-NOT INVESTMENT RELATEED- At Reported Business Location(s)- Outside/W-2 Employment-Part Time Church Organist-- START DATE:6/1997-6 Hours Per Month/0 Hours During Trading- 4) 05-18-2022-UnitedOne Retirement & Investment Services- Investment Related- At Reported Business Location(s)- )- DBA for LPL Business (entity for LPL business)-Program Manager-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-31 |
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