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7777 Washington Village Drive Suite 280, Dayton, OH 45459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-11-10 |
Branch Locations
7777 Washington Village Drive Suite 280, Dayton, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Logan | UT | 01/2015 | 11/2016 |
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2016 | 11/2017 |
| Cetera Advisors Llc | Denver | CO | 12/2016 | 04/2020 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2016 | 11/2017 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2016 | 11/2017 |
| First Allied Securities, Inc. | San Diego | CA | 12/2016 | 11/2017 |
| Girard Securities, Inc. | San Diego | CA | 12/2016 | 11/2017 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 12/2016 | 11/2017 |
| Unemployed | Denver | CO | 05/2020 | 01/2021 |
| Lpl Financial Llc | Denver | CO | 02/2021 | 06/2021 |
| Lpl Financial Llc | Logan | UT | 08/2021 | 01/2022 |
| Berthel, Fisher & Company Financial Services, Inc. | Logan | UT | 02/2022 | 10/2022 |
| Bfc Planning, Inc. | Logan | UT | 02/2022 | 10/2022 |
| Securities Management & Research, Inc. | Logan | UT | 02/2022 | 10/2022 |
| Midland National Life Insurance Company | West Des Moines | IA | 10/2022 | Present |
| Sammons Financial Network | West Des Moines | IA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-30 |
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