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Robert William Clarke

LPl Financial LLC

Perkasie, PA

CRD 2777339

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-05-19
TX RA APPROVED_RES 2006-01-09
  • PA RA
    APPROVED
    Since 2015-05-19
  • TX RA
    APPROVED_RES
    Since 2006-01-09

Branch Locations

1000 E Walnut St Ste 502, Perkasie, PA 18944-5463 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Doylestown PA 09/2005 Present
Other Businesses

1. 09/30/2005 - DBA ONLY - RWC INVESTMENT MANAGEMENT, LLC - DOYLESTOWN, PA. 2. 09/30/2005 - DBA ONLY - RWC INVESTMENT MGMT, LLC - DOYLESTOWN, PA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-07
S63 Uniform Securities Agent State Law Examination 1996-09-12
  • S65 Uniform Investment Adviser Law Examination
    2000-09-07
  • S63 Uniform Securities Agent State Law Examination
    1996-09-12
Other Names
  • Bob Clarke

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES

Nearby Investors

GREGORY JOHN FRENTZEN
Troy Feick
Joshua Storey

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · PERKASIE, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Perkasie, PA
EDWARD JONES · PERKASIE, PA

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