Keith Richard Soltis

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Wall Township, NJ
• 03/2017 → 04/2022
  Mml Investors Services, Llc
  Wall Township, NJ
• 07/2016 → 01/2022
  Massmutual Life Insurance Co
  Wall Township, NJ
• 03/2017 → 04/2022
  Mml Investors Services, Llc
  Wall Township, NJ
• 01/2022 → 06/2025
  Summit Risk Management, Llc
  Parsippany, NJ
• 01/2022 → Present
  Summit Financial, Llc
  Parsippany, NJ
• 05/2022 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2025 → Present
  Summit Risk Management, Llc
  Parsippany, NJ

Previous Registrations

• 2017-03-25 → 2022-05-12
  Mml Investors Services, Llc
  Wall Township, NJ
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Wall Township, NJ
  Fairfield, NJ
• 2009-11-03 → 2015-01-02
  New England Securities
  Wall Township, NJ
• 2005-07-08 → 2009-09-24
  Mml Investors Services, Llc
  Warren, NJ
  Freehold, NJ
  Bridgewater, NJ
• 2002-06-21 → 2005-07-12
  New England Securities
  New York, NY

Other Businesses

1) SUMMIT FINANCIAL, LLC. Investment related. Located at 4 Campus Drive, Parsippany, NJ 07054. Nature - RIA. Position - Financial Advisor. Start - 01/2022. 40 hours per week, all during trading hours. Duties - Client direct sales and services. 2) ALTERNATIVE BUSINESS SOLUTIONS (ABS), INC. Not investment related. Located at 1305 CAMPUS PARKWAY, WALL TOWNSHIP, NJ. Nature - Health Insurance, Employee Benefits and non-variable voluntary insurance benefits (Medical Insurance, Disability Insurance, Group life insurance, etc.). Position - Managing Partner. Start - 01/2016. 1 hour per month during trading hours. Duties - managing sales of Health Insurance and Voluntary Non-Variable Group Insurance Benefits. 3) CREATIVE PREMIER AGENCY, LLC. Not investment related. Located at 16 Campus Blvd., Newtown Square, PA 19073. Nature - Traditional Insurance/ Fixed Annuities. Position - Agent. Start - 04/2021. 10 hours per month, all during trading hours. Duties - offering Life, Disability, LTC Insurance and Fixed Annuities. 4) INTEGRATED WEALTH NETWORK. Not investment related. Located at Freehold, NJ. Nature - Insurance Consulting, Sales Management, Professional Speaking and Advisor Coaching. Position - President. Start - 06/09. 1 hour per month during trading hours. Duties - Non-Variable Insurance related marketing, management and consulting services. 5) Contributing Writer. Not Investment Related. Located at 4 Campus Drive, Parsippany, NJ 07054. Nature - Publishing. Position - Writer. Start - 1/2010. 2 hours per month during trading hours. Duties - Keith published the book "Ivy League Wealth Secrets" in 2010. He earns royalties from the sale of the book and speaking fees for presentations. 6) Fixed Insurance. Investment related. Located at 4 Campus Drive, Parsippany, NJ 07054. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 5/2022. 4 hours per month, 4 hour during trading hours. Duties - Sales of Fixed/ Traditional insurance products. (7) In 2021 MassMutual rolled out a private insurance company, Martello Re, a life and annuity reinsurance company; general agents were offered an opportunity to participate; Mr. Soltis is a passive investor.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-22

Designations