Best Investors Account Sign in
Inactive

Sebastian Douglas Pugliese

Alpha Architect

Newtown Square, PA

Claim This Profile
Current Employers
Alpha Architect

Suite 150 3803 West Chester Pike, Newtown Square, PA 19073 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-11-17
  • PA RA
    APPROVED
    Since 2016-11-17

Branch Locations

Suite 150 3803 West Chester Pike, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Management Corp. Oaks PA 07/2012 10/2016
Alpha Architect Newtown Square PA 11/2016 Present
Breathe-Eze Holdings, Llc Wynnewood PA 10/2015 Present
Previous Registrations
Other Businesses

Mr. Pugliese owns Breathe-Eze Holdings LLC, a single­-member entity through which he engages in financial consulting activities with Alpha Architect, LLC; 324 Aubrey Rd, Wynnewood, PA 19096; Managing member; start 10/20/2015; Breathe-Eze Holdings LLC also holds intellectual property/patent for non-investment related product, related activity to which is less than 10 hours per month outside of trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-09
S63 Uniform Securities Agent State Law Examination 2006-05-09
  • S65 Uniform Investment Adviser Law Examination
    2012-11-09
  • S63 Uniform Securities Agent State Law Examination
    2006-05-09
Other Names
  • Doug Pugliese

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newtown Square, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor