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Suite 150 3803 West Chester Pike, Newtown Square, PA 19073 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-11-17 |
Branch Locations
Suite 150 3803 West Chester Pike, Newtown Square, PA 19073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Management Corp. | Oaks | PA | 07/2012 | 10/2016 |
| Alpha Architect | Newtown Square | PA | 11/2016 | Present |
| Breathe-Eze Holdings, Llc | Wynnewood | PA | 10/2015 | Present |
Mr. Pugliese owns Breathe-Eze Holdings LLC, a single-member entity through which he engages in financial consulting activities with Alpha Architect, LLC; 324 Aubrey Rd, Wynnewood, PA 19096; Managing member; start 10/20/2015; Breathe-Eze Holdings LLC also holds intellectual property/patent for non-investment related product, related activity to which is less than 10 hours per month outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-09 |
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