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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-02-22 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
991 Route 22 West 2Nd Floor, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 01/2008 | 06/2021 |
| Spc | Ann Arbor | MI | 01/2008 | 06/2021 |
| Vanderbilt Securities, Llc | Bridgewater | NJ | 02/2022 | Present |
| Vanderbilt Advisory Services | Bridgewater | NJ | 02/2022 | Present |
| Unemployed | Somerset | NJ | 06/2021 | 02/2022 |
GRYPHON ASSET MANAGEMENT: Sale of various insurance products through various insurance companies, Not investment related. Start date: 06/15/2023. Address: 991 rt. 22w, 2nd FL, Bridgewater NJ, 08807. Title: Managing Principal. Duties: Fixed insurance and fixed annuity sales. Time spent during regular hours: 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-30 |
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