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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-08 |
| NY | RA | APPROVED | 2021-11-08 |
| NJ | RA | APPROVED | 2021-10-28 |
| GA | RA | APPROVED | 2021-10-27 |
| VA | RA | APPROVED | 2021-10-27 |
| TX | RA | APPROVED_RES | 2013-03-22 |
| CA | RA | APPROVED | 2012-12-07 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
Edgartown, MA • United States
Naples, FL • United States
Corona Del Mar, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 12/2012 | Present |
1. TP & CP Properties, own real estate, possibly to rent, but currently unknown. the LLC was formed strictly for liability reduction in the event we decide to rent out a property, Proprietor / owner, pick out real estate with my wife and possibly rent it out, start date-3/23/2023, Corona Del MarCAUnited States92625.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-10 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-10 |
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