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Robert Steven Pawlowski

Morgan Stanley

Cornelius, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-08
TX RA APPROVED 2022-04-08
  • NC RA
    APPROVED
    Since 2022-04-08
  • TX RA
    APPROVED
    Since 2022-04-08

Branch Locations

17505 West Catawba Avenue Suite 300, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntersville NC 05/2009 04/2022
Bank Of America, N.A. Huntersville NC 09/2009 04/2022
Morgan Stanley Smith Barney Llc Cornelius NC 04/2022 Present
Morgan Stanley Private Bank, N.A New York NY 05/2022 Present
  • 05/2009 → 04/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Huntersville, NC
  • 09/2009 → 04/2022
    Bank Of America, N.A.
    Huntersville, NC
  • 04/2022 → Present
    Morgan Stanley Smith Barney Llc
    Cornelius, NC
  • 05/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-15
S65 Uniform Investment Adviser Law Examination 1996-09-26
S63 Uniform Securities Agent State Law Examination 1996-09-12
  • S66 Uniform Combined State Law Examination
    2011-11-15
  • S65 Uniform Investment Adviser Law Examination
    1996-09-26
  • S63 Uniform Securities Agent State Law Examination
    1996-09-12
Other Names
  • Robert S Pawlowski

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cornelius, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC
RAYMOND JAMES & ASSOCIATES, INC. · HUNTERSVILLE, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC

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