Best Investors
Account
Sign in
Best Investors
Account
Sign in
2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-07-26 |
Branch Locations
500 Edgewater Drive, #565, Wakefield, MA 01880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Point Retirement Planning, Inc | Wakefield | MA | 02/2000 | Present |
| National Planning Corporation | Wakefield | MA | 10/2007 | 11/2017 |
| Independent Financial Group, Llc | Wakefield | MA | 11/2017 | 07/2023 |
| F3Logic, Llc | Wakefield | MA | 11/2017 | 05/2023 |
| Gallagher Fiduciary Advisors, Llc | Wakefield | MA | 06/2023 | Present |
| Triad Advisors | Norcross | GA | 07/2023 | 08/2024 |
| Osaic Wealth, Inc. | Wakefield | MA | 08/2024 | Present |
1) Salem Sound Ventures, Inc; Investment related: no; 500 Edgewater Drive, Suite 565, Wakefield, MA 01880; Nature or Structure of Business: LLC formed by my business partners and one parent/client to invest in certain start-up companies. **No new investments are to be made; Position: Officer/Director; Start date: 10/01/2012; hours per month: 2; securities trading hours 2; Duties: Co-owner of Salem Sound Ventures LLC since 2012. Investment related private capital. 1% time spent. Business conducted at address of record 2) Insurance; Investment related: yes; 500 Edgewater Drive, Suite 565, Wakefield, MA 01880; Nature or Structure of Business: Insurance outside of IFG; Position: Agent/Representative; Start date: 11/01/2017; hours per month: 112; securities trading hours 1; Duties: MA Insurance agent offering life, health and long term care since 2017. Non-investment related. 3% time spent, business conducted at address of record 3) Gallagher Fiduciary Advisors, LLC; Investment related: yes; 2850 Golf Road, Rolling Meadows, IL 60008; Nature or Structure of Business: LLC; Position: Investment Advisor Representative; Start date: 05/19/2023; hours per month: 50; securities trading hours 50; Duties: Comprehensive financial planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-23 |
Reach out to this advisor