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9442 N Capital Of Texas Hwy Plaza 1, Ste. 500-108, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-07-30 |
Branch Locations
9442 N Capital Of Texas Hwy Plaza 1, Ste. 500-108, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc | Austin | TX | 10/2001 | 08/2023 |
| Crawford Advisory Group, Llc | Austin | TX | 02/2004 | Present |
| Osaic Wealth, Inc | Austin | TX | 08/2023 | Present |
1. LIL' LOVE APPAREL, LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 9442 N. Capital of TX Hwy, Plaza 1, Ste 500-108, Austin TX 78613, United States DESCRIPTION: Company owner overseeing operations 2. CRAWFORD ADVISORY GROUP, LLC POSITION: Investment Advisor Representative NATURE: LLC, Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 110 START DATE: 02/01/2004 ADDRESS: 9442 N. Capital of TX Hwy, Plaza 1, Ste 500-108, Austin TX 78759, United States DESCRIPTION: Edmund Crawford is the Managing Member of this LLC, which is the exact legal entity operating as the Registered Investment Advisor (RIA) listed on Form ADV Part 1. Edmund Crawford conducts investment advisory services as an active Investment Adviser Representative (IAR) of this entity. This entry is made at the explicit direction of the broker-dealer Edmund Crawford is dually registered with as a registered representative, Osaic Wealth, Inc, for compliance tracking purposes. 3. EDMUND L. CRAWFORD POSITION: Independent Insurance Agent NATURE: Sole Proprietorship, Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/12/1995 ADDRESS: 9442 N. Capital of TX Hwy, Plaza 1, Ste 500-108, Austin TX 78759, United States DESCRIPTION: Offer life, disability, long term care insurance to clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-16 |
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