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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-12-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael G. Peters Pa | Ellicott City | MD | 07/1988 | 11/2020 |
| 1St Global Capital Corp. | Ellicott City | MD | 06/1996 | 10/2019 |
| Avantax Insurance Services, Inc. | Ellicott City | MD | 03/2005 | 11/2020 |
| 1St Global Advisors, Inc. | Elliott City | MD | 02/2006 | 10/2019 |
| Avantax Investment Services, Inc. | Ellicott City | MD | 10/2019 | 11/2020 |
| Avantax Advisory Services | Ellicott City | MD | 10/2019 | 11/2020 |
| Lpl Financial, Llc | Ellicott City | MD | 11/2020 | Present |
1)11/2000 - ACCOUNTING FIRM - MICHAEL G PETERS, PA - 45% - INVESTMENT RELATED - ELLICOTT CITY, MD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-14 |
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