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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-07-14
MD RA APPROVED 2023-06-08
  • DC RA
    APPROVED
    Since 2023-07-14
  • MD RA
    APPROVED
    Since 2023-06-08

Branch Locations

1521 Ritchie Hwy #200, Arnold, MD 21012 • United States

6630 Baltimore National Pike 100 B, Catonsville, MD 21228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Stein Insurance Agency Catonsville MD 12/2005 Present
State Farm Vp Management Corp Catonsville MD 12/2005 Present
John Stein Insurance Agency Arnold MD 09/2022 Present
State Farm Vp Management Corp Arnold MD 09/2022 Present
State Farm Investment Management Corp Catonsville MD 06/2023 Present
State Farm Investment Management Corp Arnold MD 06/2023 Present
  • 12/2005 → Present
    John Stein Insurance Agency
    Catonsville, MD
  • 12/2005 → Present
    State Farm Vp Management Corp
    Catonsville, MD
  • 09/2022 → Present
    John Stein Insurance Agency
    Arnold, MD
  • 09/2022 → Present
    State Farm Vp Management Corp
    Arnold, MD
  • 06/2023 → Present
    Catonsville, MD
  • 06/2023 → Present
    Arnold, MD
Other Businesses

1) THE QUARTERBACK FACTORY; NON-INVESTMENT-RELATED; P.O. BOX 4115, CROFTON, MD 21114; Other; QUARTERBACK INSTRUCTION; 7/1/13; NO TITLE; 10 HRS/MO; 2 HRS/MO; WILL BE AN ON-FIELD INSTRUCTOR DURING SESSIONS AS WELL. 2) John Stein Insurance Agency; Investment-related; 6630 Balto Natl Pike Ste 100B Baltimore, MD 21228-3992; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2005; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-26
  • S65 Uniform Investment Adviser Law Examination
    2023-05-26

View on SEC IAPD

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