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William Benjamin Jones

Wells Fargo Clearing Services, LLC

Rancho Santa Fe, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-19
CA RA APPROVED 2007-10-26
  • TX RA
    APPROVED
    Since 2017-04-19
  • CA RA
    APPROVED
    Since 2007-10-26

Branch Locations

16975 Avenida De Acacaias Ste 9, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rancho Santa Fe CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rancho Santa Fe CA 11/2016 Present
Previous Registrations
  • 2002-08-30 → 2007-11-02
    Citigroup Global Markets Inc.
    San Diego, CA
    San Diego, CA
  • 1997-12-12 → 2002-09-06
    Morgan Stanley Dw Inc.
    San Diego, CA
Other Businesses

CO-TRUSTEE FOR SISTER'S TRUST, INV RELATED, FLOWER MOUND, TX, START DATE: 12/26/18, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-30
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    1996-08-30
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09
Designations
Other Names
  • Will Benjamin Jones

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
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