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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-07 |
| CA | RA | APPROVED | 2017-07-06 |
Branch Locations
28100 Bouquet Canyon Rd Ste 202, Santa Clarita, CA 91350 • United States
Saugus, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co Inc | Boston | MA | 05/2010 | 06/2018 |
| Ameriprise Financial Services, Inc. | Santa Clarita | CA | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Clarita | CA | 03/2020 | Present |
Real Estate License; Yes / Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-25 |
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