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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Main Street Advisors, Llc | Hays | KS | 01/2010 | Present |
| Independent Financial Group | San Diego | CA | 08/2010 | 10/2023 |
| Kaufman Financial, Llc | Buhler | KS | 09/2012 | Present |
| Osaic | Buehler | KS | 10/2023 | Present |
| The Ameriflex Group | Las Vegas | NV | 10/2023 | Present |
(1) BUHLER FOUNDATION COMMITTEE POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2010 ADDRESS: 122 N. Main, Buhler KS 67552, United States DESCRIPTION: COMMITTEE MEMBER - BUHLER FOUNDATION COMMITTEE (2) THE MECKENSTOCK GROUP, INC. POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2010 ADDRESS: 122 N. Main, Buhler KS 67552, United States DESCRIPTION: DBA USED FOR MARKETING PURPOSES (3) KAUFMAN FINANCIAL LLC POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2012 ADDRESS: 122 N. Main, Buhler KS 67552, United States DESCRIPTION: KS INSURANCE AGENT OF DBA KAUFMAN FINANCIAL LLC OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (4) BUHLER COMMUNITY FOUNDATION POSITION: Volunteer on Board of Directors NATURE: 501c3 Nonprofit Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2010 ADDRESS: 122 N Main, Suite B, Buhler KS 67522, United States DESCRIPTION: Serve on Board of Directors (5) THE MECKENSTOCK GROUP POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 122 N Main, Suite B, Buhler KS 67522, United States DESCRIPTION: Insurance Agent (6) KAUFMAN FINANCIAL, LLC POSITION: President / Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2012 ADDRESS: 122 N Main, Suite B, Buhler KS 67522, United States DESCRIPTION: Insurance Agent (7) NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 80 START DATE: 06/20/2025 ADDRESS: 11835 W OLYMIC BLVD, SUITE 1155 E, LOS ANGELES CA 90064, United States DESCRIPTION: I provide Advisory Services such as wrap, fee accounts, and financial plans. I devote about 50% of my time to this business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-05 |
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