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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-16 |
| KS | RA | APPROVED | 2026-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North 61 Storage, Llc | Hutchinson | KS | 05/1995 | 03/2026 |
| Stifel Independent Advisors, Llc | Overland Park | KS | 08/2003 | 03/2026 |
| Principal Life Insurance Company | Hutchinson | KS | 03/2026 | Present |
| Principal Securities, Inc. | Hutchinson | KS | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-18 |
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