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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-16
KS RA APPROVED 2026-04-15
  • TX RA
    APPROVED_RES
    Since 2026-04-16
  • KS RA
    APPROVED
    Since 2026-04-15

Branch Locations

6210 N Tobacco Rd, Hutchinson, KS 67502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North 61 Storage, Llc Hutchinson KS 05/1995 03/2026
Stifel Independent Advisors, Llc Overland Park KS 08/2003 03/2026
Principal Life Insurance Company Hutchinson KS 03/2026 Present
Principal Securities, Inc. Hutchinson KS 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-14
S63 Uniform Securities Agent State Law Examination 1992-02-18
  • S65 Uniform Investment Adviser Law Examination
    1999-07-14
  • S63 Uniform Securities Agent State Law Examination
    1992-02-18

View on SEC IAPD

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