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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-04-08
  • UT RA
    APPROVED
    Since 2026-04-08

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Farmington, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Salt Lake City UT 03/2010 12/2023
Charles Schwab & Co Salt Lake City UT 03/2010 12/2023
Lpl Financial Salt Lake City CA 09/2024 01/2025
Zions Bank Salt Lake City UT 09/2024 01/2025
Unemployed Salt Lake City UT 01/2024 09/2024
Capital Advisors, Inc. Tulsa OK 02/2025 03/2026
Focus Partners Wealth, Llc St. Louis MO 03/2026 Present
  • 03/2010 → 12/2023
    Salt Lake City, UT
  • 03/2010 → 12/2023
    Charles Schwab & Co
    Salt Lake City, UT
  • 09/2024 → 01/2025
    Lpl Financial
    Salt Lake City, CA
  • 09/2024 → 01/2025
    Zions Bank
    Salt Lake City, UT
  • 01/2024 → 09/2024
    Unemployed
    Salt Lake City, UT
  • 02/2025 → 03/2026
    Tulsa, OK
  • 03/2026 → Present
    St. Louis, MO
Previous Registrations
  • 2025-03-11 → 2026-03-11
    Tulsa, OK
    Farmington, UT
  • 2024-09-10 → 2025-01-22
    Salt Lake City, UT
  • 2010-04-08 → 2024-01-10
    Clayton, MO
    Winnetka, IL
    Chesterfield, MO
    Clayton, MO
    Chesterfield, MO
    San Francisco, CA
    Cottonwood Heights, UT
    Phoenix, AZ
  • 2009-07-09 → 2010-03-12
    Harrisdirect Llc
    Arlington, VA
  • 2009-02-02 → 2009-06-25
    Salt Lake City, UT
Other Businesses

Position/Title: Partner Name of Business: K2T LLC Address of Business: 590 N Station Parkway, Apt B411, Farmington UT 84025 Nature of Business: providing treatment services to individuals with autism Is this activity investment-related?: No Start Date: 03/02/2026 Hours Per Month: Approximately 32 hours per month During Securities Trading Hours: No Compensation: Yes Compensation Description: Receives profit distributions only; no salary or commissions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-30
S63 Uniform Securities Agent State Law Examination 1996-07-30
  • S66 Uniform Combined State Law Examination
    2009-01-30
  • S63 Uniform Securities Agent State Law Examination
    1996-07-30

View on SEC IAPD

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