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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-04-08 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Farmington, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Salt Lake City | UT | 03/2010 | 12/2023 |
| Charles Schwab & Co | Salt Lake City | UT | 03/2010 | 12/2023 |
| Lpl Financial | Salt Lake City | CA | 09/2024 | 01/2025 |
| Zions Bank | Salt Lake City | UT | 09/2024 | 01/2025 |
| Unemployed | Salt Lake City | UT | 01/2024 | 09/2024 |
| Capital Advisors, Inc. | Tulsa | OK | 02/2025 | 03/2026 |
| Focus Partners Wealth, Llc | St. Louis | MO | 03/2026 | Present |
Position/Title: Partner Name of Business: K2T LLC Address of Business: 590 N Station Parkway, Apt B411, Farmington UT 84025 Nature of Business: providing treatment services to individuals with autism Is this activity investment-related?: No Start Date: 03/02/2026 Hours Per Month: Approximately 32 hours per month During Securities Trading Hours: No Compensation: Yes Compensation Description: Receives profit distributions only; no salary or commissions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-30 |
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