Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-04
ME RA APPROVED 2013-06-20
  • TX RA
    APPROVED_RES
    Since 2021-03-04
  • ME RA
    APPROVED
    Since 2013-06-20

Branch Locations

Two Portland Square, 7Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Portland ME 06/2013 Present
  • 06/2013 → Present
    Raymond James & Associates
    Portland, ME
Previous Registrations
Other Businesses

(1)Name of Business: High Meadows Holdings Address: 77 High Meadow Way, Manchester, VT, 05255, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: investor (2)Name of Business: LIttle River Holdings, LLC Address: 3343 Mountain Rd, Stowe, VT, 05672, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/11/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: investment partner (3)Name of Business: Valley Bowl Corp Address: 3 Elbridge Oliver Way, Scarborough, MAine, 04074, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We have a full-time manager and assistant manager. The owners will meet or hold conference calls with our management team to discuss any issues as well as financials monthly.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-02
S65 Uniform Investment Adviser Law Examination 1996-08-02
  • S63 Uniform Securities Agent State Law Examination
    1996-08-02
  • S65 Uniform Investment Adviser Law Examination
    1996-08-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor