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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-04 |
| ME | RA | APPROVED | 2013-06-20 |
Branch Locations
Two Portland Square, 7Th Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Portland | ME | 06/2013 | Present |
(1)Name of Business: High Meadows Holdings Address: 77 High Meadow Way, Manchester, VT, 05255, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: investor (2)Name of Business: LIttle River Holdings, LLC Address: 3343 Mountain Rd, Stowe, VT, 05672, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/11/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: investment partner (3)Name of Business: Valley Bowl Corp Address: 3 Elbridge Oliver Way, Scarborough, MAine, 04074, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We have a full-time manager and assistant manager. The owners will meet or hold conference calls with our management team to discuss any issues as well as financials monthly.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
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