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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-19 |
| MD | RA | APPROVED | 2007-06-05 |
Branch Locations
115 North Main Street Suite #A, Bel Air, MD 21014 • United States
Berlin, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Bel Air | MD | 06/2007 | Present |
1. SCOTTISH RITE HOLDING COMPANY; BOARD MEMBER; 2 HOURS PER QUARTER; NOT DURING SECURITIES TRADING HOURS. 2. Notary; 20 West Courtland St; BelAir MD 21014; Notary Public; 7/9/2007; 1 hr/yr; During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-12 |
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