Liam John Croke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 04/2010 → 06/2021
  K2 Advisors - Franklin Templeton
  Stamford, CT
• 11/2021 → 12/2021
  Shadmoor Advisors
  Westport, CT
• 06/2021 → 10/2021
  Unemployed
  Fairfield, CT

Other Businesses

"Estate of Ruth H. Croke Trust fbo Patricia Croke". Role and Purpose: I have been the Trustee for the Trust since its formation in 2006. Patricia Croke is my aunt and there is less than $10,000 in the trust bank checking account. The account is the trust's sole asset. The account is used for emergency medical and personal needs for Patricia (e.g. dental expenses). No other accounts have been established during the life of the trust. Address: same as my home address: 95 Edgewood Place; Fairfield CT 06825 Formation: February 2006 Time Budgeted: 2 hours per annum - outside of business hours.

Exams

• S66 Uniform Combined State Law Examination
  2022-04-08
• S63 Uniform Securities Agent State Law Examination
  2004-08-23

Other Names

• Liam John Croke
• Liam J Croke