Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-05-25 |
| TX | RA | APPROVED | 2018-05-25 |
Branch Locations
1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States
Elmhurst, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Oakbrook Terrace | IL | 01/2009 | 05/2018 |
| Wells Fargo Clearing Services Llc | Oak Brook | IL | 05/2018 | Present |
RMJD PARTNERSHIP, INVT RELATED, ELMHURST, IL, 25% OWNERSHIP, START DATE 1/1/1995 INHERITED, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES, PASSIVE TIMESHARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-22 |
Reach out to this advisor