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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
2019 Cenex Dr, Rice Lake, WI 54868 • United States
10631 U.S. Highway 63, Hayward, WI 54843 • United States
526 N River St, Spooner, WI 54801 • United States
Rice Lake, WI • United States
Sarona, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 06/2010 | 02/2018 |
| Johnson Bank | Rice Lake | WI | 01/2011 | Present |
| Lpl Financial Llc | Rice Lake | WI | 02/2018 | Present |
1. 12/31/2019 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/11/2019 - 50 Hours Per Month/50 Hours During Securities Trading 2. 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - Milwaukee, WI - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-13 |
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