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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-22 |
| TX | RA | APPROVED_RES | 2015-11-12 |
| MS | RA | APPROVED | 2015-07-07 |
Branch Locations
144 South Thomas Street Suite 106, Tupelo, MS 38801 • United States
Franklin, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Tupelo | MS | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | Tupelo | MS | 07/2015 | Present |
1. 4-H Club Foundation of Mississippi, Inc; 4814 Highway 18, Brandon, MS 39042; Provide support and advise to the 4-H Club Programs of Mississippi; Board member; involved along with rest of the Board in advising State 4-H program Director and also some funding of 4-H programs and projects in Mississippi; 04/15/1991; 24 Hours per Year; During securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-18 |
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