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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-07-13 |
| TX | RA | APPROVED_RES | 2011-02-22 |
| OH | RA | APPROVED | 2008-12-12 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 12/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-23 |
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