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Sowell Management CRD 127145
$4.81B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-21 |
| OH | RA | APPROVED | 2019-08-05 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
8361 Sangre De Cristo Road Suite 110, Littleton, CO 80127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sound Financial Solutions, Inc. | Dayton | OH | 12/2002 | 06/2019 |
| Sound Financial Investment Management, Llc | Vandalia | OH | 06/2012 | 06/2019 |
| Triad Advisors, Llc | Norcross | GA | 08/2012 | 06/2019 |
| Dynamic Employee Solutions, Llc. | Vandalia | OH | 01/2014 | 12/2017 |
| 10X Wealth Advisors, Inc. | Denver | CO | 06/2019 | Present |
10xEmpowerment,LLC; not investment related;executive coaching & organizational development; Postion: President; Address: 8181 East Tufts Avenue, Suite 500, Denver, CO 80237, 4/1/2018; 10 hrs/month; 2 hrs during trading; provide executive coaching, organizational development & leadership training 10x Business Consultants, Inc.; Address: 8181 East Tufts Ave. Suite 500 Denver, CO 80237; Start Date: June 1st 2019; Postion: President/Owner; Investment-related business: No; Tax Prep Services; Hours per Month: 150; Hours during trading hours: 150 10x Wealth Advisors, Inc.; Address: 8181 East Tufts Ave. Suite 500 Denver, CO 80237; Start Date: June 1st 2019; Position: Owner; Investment Related: Yes; DBA for advisory services offered under Sowell Management; Hours per Month: 80; Hours during trading hours: 80
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-02 |
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