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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-29 |
| AR | RA | APPROVED | 2015-06-24 |
Branch Locations
1501 N University Avenue Suite 900, Little Rock, AR 72207 • United States
Little Rock, AR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 06/2015 | Present |
PLATINUM PORTFOLIO INVESTMENTS, LLC, INVT RELATED, LITTLE ROCK, AR, 100% OWNERSHP, START DATE 6/12/2015, 200 HRS PER MONTH, 130 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-30 |
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