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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-06 |
| AZ | RA | APPROVED | 2021-11-24 |
Branch Locations
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
6263 Scottsdale Rd. Ste 295, Scottsdale, AZ 85250 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonegate Financial Group | Phoenix | AZ | 06/2004 | 09/2021 |
| Crown Capital Securities, Lp | Orange | CA | 03/2013 | 09/2021 |
| Beacon Pointe Advisors, Llc | Scottsdale | AZ | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-12 |
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