Jennifer L Sugden

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 10/2019
  Morgan Stanley
  Sacramento, CA
• 11/2019 → 05/2020
  Unemployed
  Liberty Hall, TX
• 05/2020 → 05/2025
  Cuso Financial Services, L.P.
  San Diego, CA
• 05/2020 → Present
  University Federal Credit Union
  Austin, TX
• 05/2025 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2020-05-26 → 2025-05-15
  Cuso Financial Services, L.P.
  Austin, TX
  Yuma, AZ
• 2013-07-08 → 2019-10-21
  Morgan Stanley
  Sacramento, CA
• 2011-03-17 → 2013-01-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sacramento, CA
• 2008-07-10 → 2010-09-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sacramento, CA
• 2007-01-30 → 2008-07-14
  Banc Of America Investment Services, Inc.
  Roseville, CA

Other Businesses

1- 05/15/2025 - UFCU Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/18/2020 - 173 hours per month/ during trading 2- 05/15/2025 - University Federal Credit Union - Notary - Investment Related - At Reported Business Location(s) - Start Date 10/08/2022 - 2 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-01-29

Other Names

• Jennifer Lynn Thompson
• Jennifer Lynn Palomares
• Jennifer Lynn Paolmares
• Jennifer Lynn Paulsen
• Jennifer Lynn Paulsen
• Jennifer Lynn Thompson
• Jennifer Lynn Palomares
• Jennifer Lynn Sugden