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Current Employers
Tcp Asset Management, Llc

5000 Horizons Drive, Upper Arlington, OH 43220 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-01-26
OH RA APPROVED 2019-11-01
  • SC RA
    APPROVED
    Since 2021-01-26
  • OH RA
    APPROVED
    Since 2019-11-01

Branch Locations

5000 Horizons Drive, Upper Arlington, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Springfield MA 11/1998 10/2019
Massachusetts Mutual Life Insurance Company Dublin OH 07/2016 10/2019
Mml Investors Services, Llc Dublin OH 03/2017 10/2019
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 10/2019 Present
Tcp Asset Management, Llc Columbus OH 10/2019 Present
Derek Kesig Columbus OH 07/2018 Present
Tcp Asset Managment Columbus OH 07/2018 Present
Delaware Township Delaware OH 01/2024 Present
  • 11/1998 → 10/2019
    Metlife Securities Inc.
    Springfield, MA
  • 07/2016 → 10/2019
    Massachusetts Mutual Life Insurance Company
    Dublin, OH
  • 03/2017 → 10/2019
    Dublin, OH
  • 10/2019 → Present
    United Planners' Financial Services Of America A Limited Partner
    Scottsdale, AZ
  • 10/2019 → Present
    Columbus, OH
  • 07/2018 → Present
    Derek Kesig
    Columbus, OH
  • 07/2018 → Present
    Tcp Asset Managment
    Columbus, OH
  • 01/2024 → Present
    Delaware Township
    Delaware, OH
Previous Registrations
  • 2017-03-25 → 2019-11-01
    Delaware, OH
    Dublin, OH
    Dublin, OH
  • 2006-06-05 → 2017-03-25
    Msi Financial Services, Inc.
    Dublin, OH
    Delaware, OH
    Uniontown, OH
    Dublin, OH
    Broadview Hts, OH
Other Businesses

1.) DEREK KESIG - DIRECTOR OF WEALTH MANAGEMENT - NON-VARIABLE INSURANCE - COLUMBUS, OH - SINCE 07/2018 - INVESTMENT RELATED 2.) TCP ASSET MANAGEMENT - WEALTH ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - COLUMBUS, OH - SINCE 07/2018 - INVESTMENT RELAED 3.) WJR46 LLC - OWNER - VACATION PROPERTY - WAVERLY, OH - SINCE 05/2018 - NOT INVESTMENT RELATED 4.) TCP ASSET MANAGMENT - WEALTH ADVISOR - REGISTERED INVESTMENT ADVISOR - COLUMBUS, OH - SINCE 07/2018 - INVESTMENT RELATED 5.) DELAWARE TOWNSHIP - ZONING BOARD MEMBER - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - DELAWARE, OH - SINCE 01/2024 - NOT INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-15
S63 Uniform Securities Agent State Law Examination 1998-10-22
  • S65 Uniform Investment Adviser Law Examination
    2021-01-15
  • S63 Uniform Securities Agent State Law Examination
    1998-10-22

View on SEC IAPD

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