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Wendy Lou Mitchell

Ameriprise Financial Services, LLC

St. Joseph, MI

Bangor, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-10-15
TX RA APPROVED 2018-10-15
  • MI RA
    APPROVED
    Since 2018-10-15
  • TX RA
    APPROVED
    Since 2018-10-15

Branch Locations

505 Pleasant St Ste 200, St. Joseph, MI 49085 • United States

Bangor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Stevensville MI 08/2012 10/2018
Ameriprise Financial Services Inc St Joseph MI 10/2018 03/2020
Ameriprise Financial Services, Llc St Joseph MI 03/2020 Present
  • 08/2012 → 10/2018
    Sagepoint Financial
    Stevensville, MI
  • 10/2018 → 03/2020
    Ameriprise Financial Services Inc
    St Joseph, MI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    St Joseph, MI
Previous Registrations
  • 2012-08-30 → 2018-10-18
    Osaic Services, Inc.
    Scottsdale, AZ
    Michigan City, IN
    Michigan City, IN
  • 2010-04-09 → 2012-08-27
    Next Financial Group, Inc.
    Stevensville, MI
Other Businesses

Real Estate Ownership; Single Family; 1216 N Benton Center Rd, , Benton Harbor, MI, 49022; Not Investment-Related; 07/15/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-25
S63 Uniform Securities Agent State Law Examination 1996-07-17
  • S65 Uniform Investment Adviser Law Examination
    1999-06-25
  • S63 Uniform Securities Agent State Law Examination
    1996-07-17
Designations
Other Names
  • Wendy Lou Arny

View on SEC IAPD

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HARTWELL & COMPANY
BLUE IGUANA FINANCIAL, LLC
CETERA INVESTMENT ADVISERS LLC
USA FINANCIAL SECURITIES LLC
HARBOUR INVESTMENTS, INC.

Other Investors

PHYLLIS ANNE SARABYN
JAMES DANIEL ROBERTS
Jordan Thomas Powers
Michael Angelo DeRosa
RYAN JAMES HARTWELL
JAMES VERSLUIS HARTWELL
PHILIP HERBERT ELLIS
DANA LEE WALES

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ST. JOSEPH, MI
JIM ROBERTS INVESTMENT ADVISORS LLC · ST. JOSEPH, MI
CENTENNIAL SECURITIES COMPANY, INC. · ST JOSEPH, MI
HARTWELL & COMPANY · ST JOSEPH, MI
BLUE IGUANA FINANCIAL, LLC · ST. JOSEPH, MI
CETERA INVESTMENT ADVISERS LLC · ST. JOSEPH, MI
AMERIPRISE FINANCIAL SERVICES, LLC · St Joseph, MI
USA FINANCIAL SECURITIES LLC · ST JOSEPH, MI

More in St. Joseph, MI

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