Wendy Lou Mitchell

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 10/2018
  Sagepoint Financial
  Stevensville, MI
• 10/2018 → 03/2020
  Ameriprise Financial Services Inc
  St Joseph, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  St Joseph, MI

Previous Registrations

• 2012-08-30 → 2018-10-18
  Osaic Services, Inc.
  Scottsdale, AZ
  Michigan City, IN
  Michigan City, IN
• 2010-04-09 → 2012-08-27
  Next Financial Group, Inc.
  Stevensville, MI

Other Businesses

Real Estate Ownership; Single Family; 1216 N Benton Center Rd, , Benton Harbor, MI, 49022; Not Investment-Related; 07/15/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-25
• S63 Uniform Securities Agent State Law Examination
  1996-07-17

Designations

• Certified Financial Planner

Other Names

• Wendy Lou Arny