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Neil Gerhard Bleicken

David Wendell Associates, Inc.

Portsmouth, NH

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Current Employers
David Wendell Associates, Inc.

1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801-2904 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-06-02
  • NH RA
    APPROVED
    Since 2016-06-02

Branch Locations

1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801-2904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2015-03-04 → 2016-06-01
    Harvest Capital Management Inc
    Concord, NH
  • 2013-04-08 → 2013-06-06
    Range Light Capital Management, Llc
    Newburyport, MA
Other Businesses

I AM THE TREASURER OF THE NEW BURGH CLUB, INC. AS OF, I BELIEVE, Q1 OF 2013. WHILE TECHNICALLY A TAXABLE CORPORATION, THIS IS A COMPANY WITH ONLY TWO MEMBERS AND PART OF AN EFFORT BY A GROUP OF RESIDENTDS TO CREATE A SOCIAL CLUB IN NEWBURYPORT, MASSACHUSETTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-13
  • S65 Uniform Investment Adviser Law Examination
    2012-04-13

View on SEC IAPD

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