Neil Gerhard Bleicken

Employer firm

David Wendell Associates, Inc. CRD 106664

$1.33B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Previous Registrations

• 2015-03-04 → 2016-06-01
  Harvest Capital Management Inc
  Concord, NH
• 2013-04-08 → 2013-06-06
  Range Light Capital Management, Llc
  Newburyport, MA

Other Businesses

I AM THE TREASURER OF THE NEW BURGH CLUB, INC. AS OF, I BELIEVE, Q1 OF 2013. WHILE TECHNICALLY A TAXABLE CORPORATION, THIS IS A COMPANY WITH ONLY TWO MEMBERS AND PART OF AN EFFORT BY A GROUP OF RESIDENTDS TO CREATE A SOCIAL CLUB IN NEWBURYPORT, MASSACHUSETTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-13