Thomas Alva Foster

Current Employers

Employment History

• 06/2009 → 04/2021
  Morgan Stanley
  Terre Haute, IN
• 01/2015 → 04/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 05/2021 → 01/2024
  Woodbury Financial Services Inc
  Carmel, IN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Terre Haute, IN

Previous Registrations

• 2021-05-14 → 2024-01-19
  Woodbury Financial Services, Inc.
  Terre Haute, IN
  Carmel, IN
• 2009-06-01 → 2021-04-26
  Morgan Stanley
  Terre Haute, IN
• 1998-12-15 → 2009-06-01
  Citigroup Global Markets Inc.
  Terre Haute, IN

Other Businesses

1. TERRE HAUTE ROTARY CLUB POSITION: Board Member NATURE: not for profit, community service organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2022 ADDRESS: 2702 S 3rd St, Terre Haute IN 47802 DESCRIPTION: I attend the monthly Board meeting. Help with decisions regarding community service projects. Park clean up, Salvation Army bell ringing, Goodwill drive, Stamp out Hunger food drive. 2. CRISIS PREGNANCY CENTER POSITION: Board Member NATURE: Not for profit. Community outreach for those struggling with healthcare, unexpected pregnancy. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2020 ADDRESS: 530 Wabash Ave, Terre Haute IN 47807 DESCRIPTION: Help advise on community projects, fund raising ideas 3. HAWTHORN WOODS HOMEOWNERS ASSOCIATION POSITION: President NATURE: Homeowners Association for my Neighbor I live in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2016 ADDRESS: 2747 Sidenbender Rd, Terre Haute IN 47802 DESCRIPTION: Conduct annual meeting. I also meet with the board to discuss landscaping and snow removal for our neighborhood. 4. FOSTER WEALTH MANAGEMENT POSITION: President NATURE: single member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2021 ADDRESS: 2901 Ohio Blvd Suite 145, Terre Haute IN 47803 DESCRIPTION: I provide investment advice and financial planning to my clients. 5. TIGHTLINES DEVELOPING POSITION: Owner NATURE: This is a single member LLC for the sole purpose of Real Estate Rehab. I buy a property, pay my general contractor to fix it up, and sell at a profit. I am strictly the funds for the purchase, and did not do the work myself. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 11/26/2024 ADDRESS: 2162 Hawthorn Woods Rd, Terre Haute IN 47803 DESCRIPTION: I am provide the funds to purchase the property to rehab. I pay my general contractor to rehab the project. I am not involved in the rehab. I have a flip house for sale currently. My CPA has recommended that I start this LLC to keep the real estate separate from my personal taxes. She feels this is cleaner. Once sold, my other flip OBA will be inactive. That money will be used to buy another property, but as part of the new LLC, TightLines Developing. I am the only one involved. Single member LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-21
• S63 Uniform Securities Agent State Law Examination
  1996-07-31

Designations

Other Names

• Thomas Foster
• Thom Foster