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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-05
  • MI RA
    APPROVED
    Since 2010-01-05

Branch Locations

201 W Big Beaver Rd Ste 930, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 06/1995 Present
Northwestern Mutual Investment Services, Llc Troy MI 07/1996 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MDZ REAL ESTATE, LLC, INVESTMENT-RELATED, FORMED TO LEASE OFFICE SPACE AT 901 WILSHIRE DRIVE, SUITE 300, TROY, MI, EFFECTIVE 6/1/14, 33.33% OWNERSHIP, 1 HOUR PER MONTH 3.REAL ESTATE INVESTMENT PROPERTY, 3397 PARK MEADOW DRIVE, LAKE ORION, , MICHIGAN, 48362, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/16/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUYING A FLORIDA HOME 4. 100% OWNER, 3397 PARK MEADOW DRIVE, 3397 PARK MEADOW DRIVE, LAKE ORION, , MICHIGAN, 48362, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/16/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUYING A FLORIDA HOME AND THEN RENTING IT OUT AS A VACATION INVESTMENT PROPERTY (USING A LOCAL PROPERTY MANAGER) 5. OWNER, BMD HOLDINGS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/13/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. 100% OWNER, BMD 248, LLC, LEGAL ENTITY, START DATE: 05/13/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-20
S63 Uniform Securities Agent State Law Examination 1996-10-09
  • S66 Uniform Combined State Law Examination
    2006-09-20
  • S63 Uniform Securities Agent State Law Examination
    1996-10-09
Other Names
  • Brian M Duggan

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