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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Wheaton | IL | 05/2002 | 11/2020 |
| Tiaa | Wheaton | IL | 05/2002 | 11/2020 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 11/2020 | 02/2023 |
| Charles Schwab & Co., Inc. | Schaumburg | IL | 04/2023 | Present |
| Charles Schwab Bank, Ssb | Schaumburg | IL | 04/2023 | Present |
| Td Ameritrade Inc. | Schaumburg | IL | 05/2023 | 06/2024 |
1) Maui Rental property | Investment Related:No|2575 South Kihei Rd|Kihei|Hawaii|96753|usa|Rental Services (Other than Real Estate)|Owner|3/1/2018|Less than 20|0|they will occasionally ask me a question but beyond that i am hands off
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-04-28 |
| S65 | Uniform Investment Adviser Law Examination | 2008-03-26 |
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