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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-04 |
| KY | RA | APPROVED | 2003-10-09 |
Branch Locations
1000 Monarch St Ste 250, Lexington, KY 40513-1945 • United States
12700 Townepark Way Ste 100, Louisville, KY 40243 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Business Ownership; Oceania 244, LLC; Owner; ; 2204 Savannah Lane Lexington, KY 40513, ,; Not Investment-Related; 04/17/2018; 1 to 9 hours per month; 0 during trading hours / Fink Office Properties, LLC; ; Own office space to lease out; 1000 Monarch Street Suite 250 Lexington, KY 40513, ,; Investment-Related; 02/24/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Fink Management Services, LLC; management; Manage office expenses and staff for Ameriprise practice.; 1000 Monarch St, Suite 250, , Lexington, KY, 40513; Not Investment-Related; 12/05/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Happy Island Views, LLC; Co-owner; Real Estate; Oceania Residences, A342, Oranjestad, , , ABW; Investment-Related; 12/20/2023; 1 to 9 hours per month; 0 during trading hours / TCA Services, LLC; Co-owner; Manage Ameriprise Business; 1000 Monarch St, Suite 250, Lexington, KY, 40513; Investment-Related; 07/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / Fink Services, LLC; Co-owner; Manage Ameriprise Business; 1000 Monarch St, Suite 250, Lexington, KY, 40513; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Lexington Children's Museum; Board Member; 440 West Short St, , Lexington, KY, 40507; Not Investment-Related; 11/21/2019; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Fink Services, LLC; Co-owner; Manage advisory business; 1000 Monarch St, suite 250, Lexington, KY, 40513; Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-10 |
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