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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-30 |
Branch Locations
2839 F Street Po Box 6427, Eureka, CA 95501 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Eureka | CA | 03/2013 | Present |
| Stonex Advisors Inc | Eureka | CA | 06/2016 | Present |
BECKMAN INVESTMENTS; YES, INVESTMENT RELATED; 2839 F. STREET EUREKA, CA. 95501; INVESTMENTS; INVESTMENT ADVISOR; 04/1/2013; 40 HOURS PER MONTH; 30 HOURS DURING SEC TRADING; BROKERAGE SALES MAINTAINING CLIENT ACCOUNTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-12 |
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