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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-14 |
| WA | RA | APPROVED | 2007-02-09 |
Branch Locations
1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 02/2007 | Present |
9077 Eagle Point LLC / 9154 Eagle Point Loop RD SW Lakewood,Washington 98498 / Partnership/ Real Estate / Hold a single rental house / Partner / / Manage the rental property. / Start Date 07/11/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-16 |
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