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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2018-11-14
MD RA APPROVED 2016-08-18
  • DC RA
    APPROVED
    Since 2018-11-14
  • MD RA
    APPROVED
    Since 2016-08-18

Branch Locations

305 E Oak St, Oakland, MD 21550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Fairfax, Va VA 10/2012 Present
Suntrust Investment Services, Inc. Atlanta GA 10/2012 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 10/2012 → Present
    Suntrust Bank
    Fairfax, Va, VA
  • 10/2012 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
Other Businesses

TWIN OAKS HOME SALES LLC POSITION: Customer Service Representative NATURE: Twin Oaks Home Sales is an Independent, family owned, Manufactured Homes Dealership (Owned by my Parents). INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 15 START DATE: 07/01/2021 ADDRESS: Buckhannon WV, United States DESCRIPTION: I would serve in a customer service type role working out of the office. In this role I would welcome shoppers and show them the homes located on the property. I would assist them in finding their new Home for purchase. FRANK R FATO JR POSITION: Owner NATURE: Personal property that is being rented. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2026 ADDRESS: Myakka City FL, United States DESCRIPTION: Collect rent monthly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-06
S63 Uniform Securities Agent State Law Examination 1996-10-23
  • S66 Uniform Combined State Law Examination
    2005-12-06
  • S63 Uniform Securities Agent State Law Examination
    1996-10-23
Other Names
  • Frank Rosario Fato
  • Frank Rosario Fato

View on SEC IAPD

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