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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-03-16
TX RA APPROVED 2022-05-12
LA RA APPROVED 2019-03-27
VA RA APPROVED 2013-11-05
  • NH RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2022-05-12
  • LA RA
    APPROVED
    Since 2019-03-27
  • VA RA
    APPROVED
    Since 2013-11-05

Branch Locations

1650 Tyson's Bl. Suite 1575, Tyson's Corner, VA 22102 • United States

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Co Tysons Corner VA 08/1995 11/2018
Signator Investors, Inc. Tysons Corner VA 08/1995 11/2018
Seia Llc Tysons Corner VA 11/2013 Present
Royal Alliance Associates, Inc. Tysons Corner VA 11/2018 08/2023
Ses Llc Tyson's Corner VA 08/2023 Present
  • 08/1995 → 11/2018
    John Hancock Mutual Life Insurance Co
    Tysons Corner, VA
  • 08/1995 → 11/2018
    Signator Investors, Inc.
    Tysons Corner, VA
  • 11/2013 → Present
    Seia Llc
    Tysons Corner, VA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Tysons Corner, VA
  • 08/2023 → Present
    Ses Llc
    Tyson's Corner, VA
Previous Registrations
  • 1998-11-25 → 2013-10-31
    Signator Investors, Inc.
    Vienna, VA
    Mclean, VA
    Tysons Corner, VA
Other Businesses

1. POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11-5-2013 ADDRESS: 1650 Tysons Bl., Suite 1575, Tyson's Corner VA 22102, United States DESCRIPTION: Insurance sales and service consistent with financial planning. 2. GEORGE MASON UNIVERSITY FINANCIAL PLANNING AND WEALTH MANAGEMENT ADVISORY BOARD POSITION: Board member NATURE: Public University-School of Business INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2020 ADDRESS: 4400 University Drive, MS 1B1, Fairfax VA 22030, United States DESCRIPTION: Participation on industry panels, classroom and guest lectures. 3. INDEPENDENT INVESTMENT ADVISOR (IRIA), SEIA POSITION: Senior Partner NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11-5-2013 ADDRESS: 1650 Tysons Bl., Suite 1575, Tyson's Corner VA 22102, United States DESCRIPTION: Independent Investment Advisor (IRIA)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-05
S63 Uniform Securities Agent State Law Examination 1996-07-29
  • S65 Uniform Investment Adviser Law Examination
    1998-10-05
  • S63 Uniform Securities Agent State Law Examination
    1996-07-29
Designations
Other Names
  • David L Johnson

View on SEC IAPD

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