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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2013-11-26 |
| TX | RA | APPROVED | 2013-11-25 |
Branch Locations
501 N. Broadway, St. Louis, MO 63102 • United States
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Louis | MO | 11/2013 | Present |
1. Ten8Project; 3455 Charleston Pl Ct, Manchester, MO 63088; Philanthropy; BOD; 02/11/2022; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Cardinal Glennon Children's Hospital Board of Governors; 3800 Park Ave St. Louis, MO 63110; Children's Hospital; Board Member; Traditional governance roles; 01/01/2026; 20hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-17 |
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