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Mark Tayler Southwell

Raymond James & Associates, Inc.

Mcallen, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-17
  • TX RA
    APPROVED
    Since 2016-06-17

Branch Locations

1400 N. Mccoll Road Suite 101, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Mcallen TX 06/2016 Present
  • 06/2016 → Present
    Raymond James & Associates
    Mcallen, TX
Previous Registrations
  • 2009-06-01 → 2016-07-15
    Morgan Stanley
    Rockport, TX
    Mcallen, TX
  • 2008-01-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Corpus Christi, TX
    Mcallen, TX
  • 1999-08-30 → 2008-01-22
    A. G. Edwards & Sons, Inc.
    Mcallen, TX
    Mcallen, TX
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-23
S63 Uniform Securities Agent State Law Examination 1997-06-02
  • S66 Uniform Combined State Law Examination
    2008-02-23
  • S63 Uniform Securities Agent State Law Examination
    1997-06-02
Designations

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MCALLEN, TX
J.P. MORGAN SECURITIES LLC · MCALLEN, TX
SANCTUARY ADVISORS, LLC · McAllen, TX
LPL FINANCIAL LLC · MCALLEN, TX
LPL FINANCIAL LLC · MCALLEN, TX
SANCTUARY ADVISORS, LLC · McAllen, TX
LPL FINANCIAL LLC · MCALLEN, TX
EDWARD JONES · MCALLEN, TX

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