Mark Tayler Southwell

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Raymond James & Associates
  Mcallen, TX

Previous Registrations

• 2009-06-01 → 2016-07-15
  Morgan Stanley
  Rockport, TX
  Mcallen, TX
• 2008-01-16 → 2009-06-01
  Morgan Stanley & Co. Llc
  Corpus Christi, TX
  Mcallen, TX
• 1999-08-30 → 2008-01-22
  A. G. Edwards & Sons, Inc.
  Mcallen, TX
  Mcallen, TX
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2008-02-23
• S63 Uniform Securities Agent State Law Examination
  1997-06-02

Designations

• Certified Financial Planner