George Wilson Howe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 05/2025
  Usca Securities Llc
  Houston, TX
• 04/2013 → 06/2021
  Usca Ria Llc
  Houston, TX
• 06/2021 → 05/2025
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 05/2025 → Present
  Lpl Financial
  Austin, TX

Previous Registrations

• 2021-06-30 → 2025-06-18
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 2013-04-29 → 2021-06-30
  Usca Ria Llc
  Houston, TX
  Austin, TX
• 2003-12-01 → 2013-05-02
  Raymond James & Associates, Inc.
  Austin, TX
  Austin, TX
• 2001-09-25 → 2003-02-14
  Equitable Advisors, Llc
  Austin, TX

Other Businesses

1) 05/2025 - Stonebridge Advisors / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 05/2025 - SB Wealth Advisors LLC / Business Entity For Tax/Investment Purposes Only / Co-Owner / Non Inv Related / Austin, TX 78746 / Start date 04/23/2025 -1 % time spent 3) 05/2025 - Pine Knoll Village / Real Estate Rental / Owner / Non Inv Related / NH 03861 / Start date 09/01/2024 -

Exams

• S66 Uniform Combined State Law Examination
  2001-09-24

Other Names

• George Wilson Howe
• George Howe