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Kuang Feng Yang

Charles Schwab & Co., Inc.

San Mateo, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-09
  • CA RA
    APPROVED
    Since 2021-04-09

Branch Locations

1300 South El Camino Real Suite 110, San Mateo, CA 94402-2964 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Mateo CA 10/2014 Present
Charles Schwab Bank San Mateo CA 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-08
S63 Uniform Securities Agent State Law Examination 2002-05-29
  • S66 Uniform Combined State Law Examination
    2021-04-08
  • S63 Uniform Securities Agent State Law Examination
    2002-05-29
Other Names
  • Sunny Yang
  • Kuangfeng Yang

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
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