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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-19 |
| MI | RA | APPROVED | 2016-04-18 |
Branch Locations
101 W. Big Beaver Road Suite 1400, Troy, MI 48084 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Troy | MI | 04/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Troy | MI | 04/2016 | Present |
| 401Max, Inc. | Troy | MI | 08/2016 | 10/2018 |
| Douglas A. Gibson, Paralegal | Troy | MI | 04/2016 | Present |
| Gibson & Company, Inc | Troy | MI | 04/2016 | Present |
(1)Name of Business: 401MAX, Inc Address: 2180 Trimble St, Lake Orion, MI, 48360, United States Activity Type: Business Owner Position/Title: Officer - CEO, Owner/Proprietor Investment Related: No Start Date: 11/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner and CEO (2)Name of Business: DCG Holdings LLC Address: 2180 Trimble St, Lake Orion, MI, 48360, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner of this LLC business that owns rental properties. (3)Name of Business: GIBSON & COMPANY, INC Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Other Investment Related: No Start Date: 04/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: GIBSON FINANCIAL, INC. Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax preparation services (5)Name of Business: Jamie Douglas Gibson, Paralegal Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Paralegal services for estate planning attorney. Create documents including Wills, Power of Attorney Documents, and Deeds. (6)Name of Business: The Gibson Agency, Inc. Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 04/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner of the company, and it's sole insurance agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-15 |
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