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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-19
MI RA APPROVED 2016-04-18
  • TX RA
    APPROVED
    Since 2018-04-19
  • MI RA
    APPROVED
    Since 2016-04-18

Branch Locations

101 W. Big Beaver Road Suite 1400, Troy, MI 48084 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Troy MI 04/2016 Present
Raymond James Financial Services Advisors Inc. Troy MI 04/2016 Present
401Max, Inc. Troy MI 08/2016 10/2018
Douglas A. Gibson, Paralegal Troy MI 04/2016 Present
Gibson & Company, Inc Troy MI 04/2016 Present
  • 04/2016 → Present
    Raymond James Financial Services, Inc.
    Troy, MI
  • 04/2016 → Present
    Troy, MI
  • 08/2016 → 10/2018
    401Max, Inc.
    Troy, MI
  • 04/2016 → Present
    Douglas A. Gibson, Paralegal
    Troy, MI
  • 04/2016 → Present
    Gibson & Company, Inc
    Troy, MI
Previous Registrations
  • 2010-04-15 → 2016-04-05
    Cetera Wealth Services, Llc
    Auburn Hills, MI
Other Businesses

(1)Name of Business: 401MAX, Inc Address: 2180 Trimble St, Lake Orion, MI, 48360, United States Activity Type: Business Owner Position/Title: Officer - CEO, Owner/Proprietor Investment Related: No Start Date: 11/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner and CEO (2)Name of Business: DCG Holdings LLC Address: 2180 Trimble St, Lake Orion, MI, 48360, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner of this LLC business that owns rental properties. (3)Name of Business: GIBSON & COMPANY, INC Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Other Investment Related: No Start Date: 04/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: GIBSON FINANCIAL, INC. Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax preparation services (5)Name of Business: Jamie Douglas Gibson, Paralegal Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Paralegal services for estate planning attorney. Create documents including Wills, Power of Attorney Documents, and Deeds. (6)Name of Business: The Gibson Agency, Inc. Address: 101 W Big Beaver Rd Ste 1400, Troy, MI, 48084, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 04/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner of the company, and it's sole insurance agent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-08
S63 Uniform Securities Agent State Law Examination 1996-08-15
  • S65 Uniform Investment Adviser Law Examination
    1999-11-08
  • S63 Uniform Securities Agent State Law Examination
    1996-08-15
Designations
Other Names
  • Douglas Arthur Gibson

View on SEC IAPD

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