Simon John Sumner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → Present
  Lpl Financial, Llc
  Tampa, FL
• 10/2016 → Present
  The Bank Of Tampa
  Tampa, FL

Previous Registrations

• 2015-11-04 → 2016-09-12
  Lcg Pcg
  Tampa, FL

Other Businesses

1) 09/24/2016 - BT Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-05

Designations

• Chartered Financial Analyst

Other Names

• Simon Sumner